The trace markup markdown analysis report is a monthly report designed to assist firms in their supervision activities by providing transparency into a portion of finra s surveillance program of corporate and agency fixed income transactions customer pricing. The trace markup markdown analysis report is built upon logic developed to pair purchase and sale transactions reported to trace.
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Investment analysis tools finra. The finra fund analyzer includes a powerful suite of features designed to allow investors and financial professionals to research and visualize a wide range of investing scenarios. To learn more about 529 savings plans check out finra s investor alert 529 savings plans school yourself before you invest. Use finra s tools and calculators to help you make informed financial decisions based on your own personal circumstances and financial needs.
Notice to members 02 51. Finra is a registered trademark of the financial industry regulatory authority inc. A member that offers an investment analysis tool under this rule whether customers use the member s tool independently or with assistance from the member is responsible for ensuring that use of the investment analysis tool and all recommendations based on the investment analysis tool whether made via the automated tool or a written report comply as applicable with finra s suitability rule the other provisions of rule 2210 including but not limited to the principles of fair dealing.
Finra s 529 expense analyzer tool has been retired. The information display clearly highlights what the future value and total cost of a fund might be at the end of their holding period as well as how their costs and values may change over time.
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